Filing Details
- Accession Number:
- 0000750556-13-000149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 15:18:32
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 15:18:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305894 | E Thomas Panther | 303 Peachtree Street Atlanta GA 30303 | Svp, Controller, Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-14 | 6,000 | $23.70 | 44,424 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-14 | 4,967 | $21.67 | 49,391 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-14 | 10,967 | $0.00 | 38,424 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2013-08-14 | 6,000 | $23.70 | 6,000 | $23.70 |
| Common Stock | Option | Disposition | 2013-08-14 | 4,967 | $21.67 | 4,967 | $21.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-04 | 2020-01-04 | No | 4 | M | Direct |
| 9,933 | 2022-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,077 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 973 | 973 | Direct | ||
| Common Stock | Option | $73.19 | 2007-02-10 | 2014-02-10 | 3,000 | 3,000 | Direct |
| Common Stock | Option | $73.14 | 2008-02-08 | 2015-02-08 | 7,000 | 7,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 973 | 973 | Direct | |
| 2014-02-10 | 3,000 | 3,000 | Direct |
| 2015-02-08 | 7,000 | 7,000 | Direct |
Footnotes
- Sold at varies pricesranging from $34.992 to $35.032.
- Includes restricted stock granted under the SunTrust Banks, Inc. 2004 and 2009 Stock Plans which are subject to vesting conditions. The restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. The plans are exempt under Rule 16(b)-3. Includes 4,500 shares which vest on 2/8/14; 1,157 shares of restricted stock which vest on 6/14/2014; 9,400 shares which vest on 2/14/2015, and 6,279 shares which vest on 2/12/2016.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- Phantom stock units acquired under the SunTrust Bank, Inc. Deferred Compensation Plan. These phantom stock units convert to common stock on a one-for-one basis.
- Granted under the SunTrust Banks, Inc. 2004 Stock Plan.
- Granted under the SunTrust Banks, Inc. 2009 Stock Plan.
- Granted under the SunTrust Banks, Inc. 2009 Stock Plan. One third of the award vests each year for three years.
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