Filing Details
- Accession Number:
- 0001498902-13-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 15:01:17
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 15:01:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356090 | Intrexon Corp | XON | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1174454 | B Jeffrey Kindler | 20374 Seneca Meadows Parkway Germantown MD 20876 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-13 | 18,685 | $0.00 | 22,553 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-08-13 | 747 | $16.00 | 23,300 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-08-13 | 33,000 | $16.00 | 56,300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Convertible Preferred Stock | Disposition | 2013-08-13 | 20,000 | $0.00 | 11,428 | $0.00 |
Common Stock | Series E Convertible Preferred Stock Dividend | Disposition | 2013-08-13 | 0 | $16.00 | 640 | $16.00 |
Common Stock | Series F Convertible Preferred Stock | Disposition | 2013-08-13 | 12,700 | $0.00 | 7,257 | $0.00 |
Common Stock | Series F Convertible Preferred Stock Dividend | Disposition | 2013-08-13 | 0 | $16.00 | 107 | $16.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The indicated shares represent the number of shares received upon conversion of the Issuer's Convertible Preferred Stock, indicated by Series in Table II.
- Effective upon the closing of the Issuer's firm commitment underwritten initial public offering of its Common Stock, the shares of Convertible Preferred Stock automatically converted at a ratio of 1.75-to-1 into the number of shares of Common Stock shown in column 7. The shares of Convertible Preferred Stock had no expiration date.
- Effective upon the closing of the Issuer's firm commitment underwritten initial public offering all accrued dividends with respect to the shares of Convertible Preferred Stock were converted into shares of Common Stock at the then current fair market value, or $16.00 per share. Payment for partial shares was issued in the form of a monetary refund by the Issuer.