Filing Details
- Accession Number:
- 0001225208-13-017867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 12:02:18
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 12:02:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389181 | D James Mccool | 211 Main Street San Francisco CA 94105 | Evp - Client Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-13 | 19,582 | $12.45 | 118,013 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-13 | 19,352 | $11.75 | 137,365 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-13 | 17,266 | $15.05 | 154,631 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-13 | 15,496 | $13.91 | 170,127 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-13 | 15,467 | $15.43 | 185,594 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-13 | 87,163 | $22.32 | 98,431 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-08-13 | 15,496 | $0.00 | 15,496 | $13.91 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-08-13 | 17,266 | $0.00 | 17,266 | $15.05 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-08-13 | 19,582 | $0.00 | 19,582 | $12.45 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-08-13 | 15,467 | $0.00 | 15,467 | $15.43 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-08-13 | 19,352 | $0.00 | 19,352 | $11.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,488 | 2013-03-01 | 2022-03-01 | No | 4 | M | Direct |
| 51,797 | 2012-08-01 | 2021-08-01 | No | 4 | M | Direct |
| 58,747 | 2013-08-01 | 2022-08-01 | No | 4 | M | Direct |
| 46,402 | 2011-11-01 | 2020-11-01 | No | 4 | M | Direct |
| 58,058 | 2012-11-01 | 2021-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 29,088 | Indirect | by 401(k) |
| Common Stock | 5,222 | Indirect | by ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $22.19 to $22.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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