Home > Insider Trading > Filing (0001181431-13-044923)

Filing Details

Accession Number:: 0001181431-13-044923
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-14 21:23:08
Reporting Period:: 2013-08-14

Filing Date:: 2013-08-14
Accepted Time:: 2013-08-14 21:23:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1574815	Stock Building Supply Holdings Inc.	STCK	Retail-Lumber & Other Building Materials Dealers (5211)	264687975

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1451488	Gene Jeffrey Rea	C/O Stock Building Supply Holdings, Inc. 8020 Arco Corporate Drive, Suite 400 Raleigh NC 27617	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Non-Voting Common Stock	Disposition	2013-08-14	884,217	$0.00	0	No	4	D	Direct
Common Stock	Acquisiton	2013-08-14	884,217	$0.00	884,217	No	4	A	Direct
Common Stock	Disposition	2013-08-14	30,474	$13.02	853,743	No	4	S	Direct
Common Stock	Acquisiton	2013-08-14	23,810	$0.00	877,553	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	D	Direct
No	4	A	Direct
No	4	S	Direct
No	4	A	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Non-Voting Common Stock	Employee Stock Option (right to buy)	Disposition	2013-08-14	47,399	$0.00	47,399	$0.97
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2013-08-14	47,399	$0.00	47,399	$0.97
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2013-08-14	92,502	$0.00	92,502	$14.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-03-01	No	4	D	Direct
47,399	2022-03-01	No	4	A	Direct
139,901	2023-08-14	No	4	A	Direct

Footnotes

Pursuant to the Amended and Restated Certificate of Incorporation of Stock Building Supply Holdings, Inc. (the "Issuer") filed immediately prior to closing of the Issuer's initial public offering on August 14, 2013, each share of Class A Voting Common Stock and Class B Non-Voting Common Stock was reclassified as and converted into an equal number of shares of a single class of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Securities Exchange Act of 1934 (the "Exchange Act"). (Continued in footnote 2)
Options to purchase Class B Non-Voting Common Stock were converted into the right to purchase an equal number of shares of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Exchange Act.
On July 29, 2013, the Class B Non-Voting Common Stock of the Issuer split 25.972-for-1, resulting in the Reporting Person owning 850,172 additional shares of Class B Non-Voting Common Stock.
Represents the offering price per share to the public of the Common Stock net of the underwriters' discount of $0.98.
The options vest over a four-year period: as to 10% of the shares underlying the option award on the first anniversary of January 26, 2012, the vesting commencement date, 20% on the second anniversary, 25% on the third anniversary and the remaining 45% on the fourth anniversary, subject to the Reporting Person's continued employment with the Issuer.
The options vest over a four-year period: as to one-third of the shares underlying the option award on the second anniversary of August 14, 2013, the vesting commencement date, one-third on the third anniversary, and the remaining one-third on the fourth anniversary, subject to the Reporting Person's continued employment with the Issuer.