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Filing Details

Accession Number:: 0001181431-13-044921
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-14 21:16:54
Reporting Period:: 2013-08-14

Filing Date:: 2013-08-14
Accepted Time:: 2013-08-14 21:16:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1574815	Stock Building Supply Holdings Inc.	STCK	Retail-Lumber & Other Building Materials Dealers (5211)	264687975

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1581293	Duff Wakefield	C/O Stock Building Supply Holdings, Inc. 8020 Arco Corporate Drive, Suite 400 Raleigh NC 27617	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Non-Voting Common Stock	Disposition	2013-08-14	25,972	$0.00	0	No	4	D	Direct
Common Stock	Acquisiton	2013-08-14	25,972	$0.00	25,972	No	4	A	Direct
Common Stock	Acquisiton	2013-08-14	500	$14.00	26,472	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	D	Direct
No	4	A	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Non-Voting Common Stock	Employee Stock Option (right to buy)	Disposition	2013-08-14	64,930	$0.00	64,930	$0.97
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2013-08-14	64,930	$0.00	64,930	$0.97
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2013-08-14	25,000	$0.00	25,000	$14.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-11-07	No	4	D	Direct
64,930	2021-11-07	No	4	A	Direct
89,930	2023-08-14	No	4	A	Direct

Footnotes

Pursuant to the Amended and Restated Certificate of Incorporation of Stock Building Supply Holdings, Inc. (the "Issuer") filed immediately prior to closing of the Issuer's initial public offering on August 14, 2013, each share of Class A Voting Common Stock and Class B Non-Voting Common Stock was reclassified as and converted into an equal number of shares of a single class of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Securities Exchange Act of 1934 (the "Exchange Act"). (Continued in footnote 2)
Options to purchase Class B Non-Voting Common Stock were converted into the right to purchase an equal number of shares of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Exchange Act.
On July 29, 2013, the Class B Non-Voting Common Stock of the Issuer split 25.972-for-1, resulting in the Reporting Person owning 24,972 additional shares of Class B Non-Voting Common Stock.
The options vest over a four-year period: as to 10% of the shares underlying the option award on the first anniversary of April 1, 2011, the vesting commencement date, 20% on the second anniversary, 25% on the third anniversary and the remaining 45% on the fourth anniversary, subject to the Reporting Person's continued employment with the Issuer.
The options vest over a three-year period: as to one-third of the shares underlying the option award on the first anniversary of August 14, 2013, the vesting commencement date, one-third on the second anniversary, and the remaining one-third on the third anniversary, subject to the Reporting Person's continued employment with the Issuer.