Filing Details
- Accession Number:
- 0001181431-13-044920
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 21:16:21
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 21:16:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574815 | Stock Building Supply Holdings Inc. | STCK | Retail-Lumber & Other Building Materials Dealers (5211) | 264687975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581290 | J. Bryan Yeazel | C/O Stock Building Supply Holdings, Inc. 8020 Arco Corporate Drive, Suite 400 Raleigh NC 27617 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Non-Voting Common Stock | Disposition | 2013-08-14 | 311,664 | $0.00 | 0 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2013-08-14 | 311,664 | $0.00 | 311,664 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-08-14 | 19,260 | $13.02 | 292,404 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-14 | 9,524 | $0.00 | 301,928 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Non-Voting Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-14 | 24,674 | $0.00 | 24,674 | $0.97 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-08-14 | 24,674 | $0.00 | 24,674 | $0.97 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-08-14 | 38,527 | $0.00 | 38,527 | $14.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-03-01 | No | 4 | D | Direct | |
24,674 | 2022-03-01 | No | 4 | A | Direct | |
63,201 | 2023-08-14 | No | 4 | A | Direct |
Footnotes
- Pursuant to the Amended and Restated Certificate of Incorporation of Stock Building Supply Holdings, Inc. (the "Issuer") filed immediately prior to closing of the Issuer's initial public offering on August 14, 2013, each share of Class A Voting Common Stock and Class B Non-Voting Common Stock was reclassified as and converted into an equal number of shares of a single class of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Securities Exchange Act of 1934 (the "Exchange Act"). (Continued in footnote 2)
- Options to purchase Class B Non-Voting Common Stock were converted into the right to purchase an equal number of shares of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Exchange Act.
- On July 29, 2013, the Class B Non-Voting Common Stock of the Issuer split 25.972-for-1, resulting in the Reporting Person owning 299,664 additional shares of Class B Non-Voting Common Stock.
- Represents the offering price per share to the public of the Common Stock net of the underwriters' discount of $0.98.
- The options vest over a four-year period: as to 10% of the shares underlying the option award on the first anniversary of January 26, 2012, the vesting commencement date, 20% on the second anniversary, 25% on the third anniversary and the remaining 45% on the fourth anniversary, subject to the Reporting Person's continued employment with the Issuer.
- The options vest over a three-year period: as to one-third of the shares underlying the option award on the first anniversary of August 14, 2013, the vesting commencement date, one-third on the second anniversary, and the remaining one-third on the third anniversary, subject to the Reporting Person's continued employment with the Issuer.