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Filing Details

Accession Number:: 0001213900-13-004423
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-14 19:32:24
Reporting Period:: 2013-08-12

Filing Date:: 2013-08-14
Accepted Time:: 2013-08-14 19:32:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
87050	Neonode Inc	NEON	Electronic Components, Nec (3679)	941517641

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1410527	Gosta Ivar Per Bystedt	2700 Augustine Dr., Suite 100 Santa Clara CA 95054	Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-12	320,000	$1.38	759,392	No	4	X	Direct
Common Stock	Disposition	2013-08-12	58,714	$7.49	700,678	No	4	S	Direct
Common Stock	Acquisiton	2013-08-12	67,773	$1.38	768,451	No	4	X	Direct
Common Stock	Disposition	2013-08-12	12,435	$7.49	756,016	No	4	S	Direct
Common Stock	Acquisiton	2013-08-12	227,661	$1.38	3,223,960	No	4	X	Indirect	through Iwo Jima sarl, a company owned by Mr. Bystedt
Common Stock	Disposition	2013-08-12	44,771	$7.49	3,179,189	No	4	S	Indirect	through Iwo Jima sarl, a company owned by Mr. Bystedt

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Direct
No	4	S	Direct
No	4	X	Direct
No	4	S	Direct
No	4	X	Indirect	through Iwo Jima sarl, a company owned by Mr. Bystedt
No	4	S	Indirect	through Iwo Jima sarl, a company owned by Mr. Bystedt

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Disposition	2013-08-12	320,000	$0.00	320,000	$1.38
Common Stock	Warrant	Disposition	2013-08-12	67,773	$0.00	67,773	$1.38
Common Stock	Warrant	Disposition	2013-08-12	227,661	$0.00	227,661	$1.38

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2011-04-15	2013-10-15	No	4	X	Direct
2010-10-18	2013-10-18	No	4	X	Direct
2010-10-18	2013-10-18	No	4	X	Indirect

Footnotes

Mr. Bystedt exercised a warrant to purchase 320,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 261,286 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
Mr. Bystedt exercised a warrant to purchase 67,773 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 55,338 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
Mr. Bystedt exercised an indirect beneficially-owned warrant to purchase 227,661 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 185,890 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
Reflects a correction in the amount of securities beneficially owned as reported in the Form 4 amendment filed by Mr. Bystedt on September 7, 2012. That previous Form 4 amendment indicated a direct beneficial ownership of 429,392; however, the effect of the purchase of 20,000 shares reported therein equated to a direct beneficial ownership of 439,392 shares.