Filing Details
- Accession Number:
- 0001213900-13-004421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 19:31:39
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 19:31:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 87050 | Neonode Inc | NEON | Electronic Components, Nec (3679) | 941517641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537527 | Mats Dahlin | 2700 Augustine Dr., Suite 100 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-12 | 215,724 | $1.38 | 1,154,918 | No | 4 | X | Indirect | by Davisa Ltd, a company owned by Mr. Dahlin |
| Common Stock | Disposition | 2013-08-12 | 39,581 | $7.49 | 1,115,337 | No | 4 | S | Indirect | by Davisa Ltd, a company owned by Mr. Dahlin |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | by Davisa Ltd, a company owned by Mr. Dahlin |
| No | 4 | S | Indirect | by Davisa Ltd, a company owned by Mr. Dahlin |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Disposition | 2013-08-12 | 215,724 | $0.00 | 215,724 | $1.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-18 | 2013-10-18 | No | 4 | X | Indirect |
Footnotes
- Mr. Dahlin exercised an indirect beneficially-owned warrant to purchase 215,724 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Dahlin was issued a net of 176,143 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
Billionaire Hedge Funds
