Filing Details
- Accession Number:
- 0001209191-13-040774
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 19:30:27
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 19:30:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191010 | W John Allison | P.o. Box 966 Conway AR 72033 | Chairman | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-12 | 360 | $27.27 | 3,742,382 | No | 4 | P | Direct | |
Common Stock | Disposition | 2013-04-22 | 7,324 | $0.00 | 3,735,058 | No | 5 | G | Direct | |
Common Stock | Disposition | 2013-07-01 | 500 | $0.00 | 3,734,558 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 427,680 | Indirect | By wife |
Common Stock | 382,507 | Indirect | By son |
Common Stock | 33,664 | Indirect | By Capital Buyers |
Common Stock - Restricted Stock | 4,428 | Direct | |
Common Stock | 8,136 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $17.25 | 2014-01-18 | 2023-01-17 | 50,000 | 50,000 | Direct |
Common Stock | Stock Option | $3.08 | 5,702 | 5,702 | Direct | ||
Common Stock | Stock Option | $3.92 | 2,851 | 2,851 | Direct | ||
Common Stock | Stock Option | $3.50 | 2,138 | 2,138 | Direct | ||
Common Stock | Performance Stock Option | $5.54 | 2010-01-01 | 2016-03-13 | 88,957 | 88,957 | Direct |
Common Stock | Stock Option | $4.21 | 3,564 | 3,564 | Direct | ||
Common Stock | Stock Option | $4.92 | 3,564 | 3,564 | Direct | ||
Common Stock | Stock Option | $5.33 | 3,564 | 3,564 | Direct | ||
Common Stock | Stock Option | $5.33 | 2005-07-27 | 2015-07-27 | 178,200 | 178,200 | Direct |
Common Stock | Stock Option | $4.78 | 20,156 | 20,156 | Direct | ||
Common Stock | Stock Option | $10.16 | 2017-01-18 | 47,520 | 47,520 | Direct | |
Common Stock | Stock Option | $8.54 | 2018-01-17 | 35,640 | 35,640 | Direct | |
Common Stock | Stock Option | $8.60 | 2018-01-09 | 4,752 | 4,752 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-01-17 | 50,000 | 50,000 | Direct |
5,702 | 5,702 | Direct | |
2,851 | 2,851 | Direct | |
2,138 | 2,138 | Direct | |
2016-03-13 | 88,957 | 88,957 | Direct |
3,564 | 3,564 | Direct | |
3,564 | 3,564 | Direct | |
3,564 | 3,564 | Direct | |
2015-07-27 | 178,200 | 178,200 | Direct |
20,156 | 20,156 | Direct | |
2017-01-18 | 47,520 | 47,520 | Direct |
2018-01-17 | 35,640 | 35,640 | Direct |
2018-01-09 | 4,752 | 4,752 | Direct |
Footnotes
- The option became exercisable in five equal annual installments beginning on January 18, 2009.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2000 and would have expired on December 31, 2010.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and would have expired on December 31, 2011.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and would have expired on December 31, 2012.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and expires on December 31, 2013.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
- 2,880 options (split adjusted) have an expiration date of December 31, 2013 and 3,456 options (split adjusted) have an expiration date of December 31, 2014. The remaining 13,820 options (spilt adjusted) vested on January 1, 2005 with an expiration date of January 1, 2015.
- The option became exercisable in two equal annual installments beginning on January 19, 2008.
- The option became exercisable in five equal annual installments beginning on January 10, 2009.
- The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- The reporting person had 2,430 (split adjusted) shares vest since the last filing.
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and madepayable June 12, 2013.
- Includes 1,333.8419 shares (split adjusted) acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.