Filing Details
- Accession Number:
- 0001213900-13-004416
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 19:29:12
- Reporting Period:
- 2012-03-29
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 19:29:12
- Original Submission Date:
- 2012-04-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 87050 | Neonode Inc | NEON | Electronic Components, Nec (3679) | 941517641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283973 | Ralph John Reardon | 3180 Sitio Sendero Carlsbad CA 92009 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-29 | 3,000 | $3.68 | 172,154 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-30 | 1,000 | $3.65 | 171,154 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-30 | 2,800 | $3.67 | 168,354 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-30 | 11,000 | $3.63 | 157,354 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-02 | 6,900 | $3.66 | 150,454 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-03 | 500 | $3.61 | 149,954 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-05 | 48,850 | $3.25 | 101,104 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,754 | Indirect | by The RTC Group |
Footnotes
- This amendment clarifies the presentation of the share transactions. The original filing aggregated multiple transactions into an aggregate of 74,050 shares sold and provided detail in the explanation of responses as to the dates, amounts, and prices. This amended filing properly reports each transaction separately; however, the aggregate amount of shares sold is unchanged at 74,050 shares as reported in the original filing and this amended filing.
- The shares sold were acquired through net exercise of a warrant as separately reported on an additional Form 4 filed by Mr. Reardon on April 13, 2012.
- This amendment corrects a miscalculation in the amount of securities beneficially owned as reported in Column 5 of Table I. The original filing reported 103,767 shares directly owned. This amended filing properly reports an aggregate of 103,858 shares directly and indirectly owned.
- Reflects the 25-for-1 split of Neonode common stock on March 25, 2011.
- Mr. Reardon is the President, Chief Executive Officer, and controlling shareholder of The RTC Group.
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