Filing Details
- Accession Number:
- 0001140361-13-033081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 19:23:34
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 19:23:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484628 | Lisa Fitzgerald | 1170 Peachtree Street Atlanta GA 30309 | Evp Brand Leader | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-12 | 20,000 | $28.04 | 69,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-12 | 20,000 | $70.25 | 49,899 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-12 | 600 | $28.44 | 50,499 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-12 | 600 | $70.25 | 49,899 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-08-12 | 20,000 | $0.00 | 20,000 | $28.04 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-08-12 | 600 | $0.00 | 600 | $28.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2020-02-16 | No | 4 | M | Direct | |
| 11,400 | 2021-02-24 | No | 4 | M | Direct |
Footnotes
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $70.15 to $70.31, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.
Billionaire Hedge Funds
