Home > Insider Trading > Filing (0001140361-13-033042)

Filing Details

Accession Number:: 0001140361-13-033042
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-14 18:41:13
Reporting Period:: 2013-08-12

Filing Date:: 2013-08-14
Accepted Time:: 2013-08-14 18:41:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
351834	Sunopta Inc.	STKL	Wholesale-Farm Product Raw Materials (5150)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1450746	West Face Capital Inc.	2 Bloor Street East Suite 3000 Toronto A6 M4W 1A8		No	No	Yes	No
1528060	A. Gregory Boland	2 Bloor Street East, Suite 3000 Toronto A6 M4W 1A8		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares, No Par Value	Disposition	2013-08-12	750,000	$8.95	6,960,200	No	4	S	Indirect	See footnote
Common Shares, No Par Value	Disposition	2013-08-13	360,200	$9.10	6,600,000	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Footnotes

These shares of the Issuer's Common Shares, no par value (the "Shares"), are held directly by West Face Long Term Opportunities Global Master L.P., a Cayman Islands limited partnership ("WFGM"). These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: West Face Capital Inc. ("West Face"), as investment manager to WFGM, and Gregory A. Boland, as the President and Chief Executive Officer of West Face. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on August 12, 2013. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on August 13, 2013. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.