Filing Details
- Accession Number:
- 0001140361-13-033040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 18:38:30
- Reporting Period:
- 2012-11-14
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 18:38:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1450746 | West Face Capital Inc. | 2 Bloor Street East Suite 3000 Toronto A6 M4W 1A8 | No | No | Yes | No | |
1528060 | A. Gregory Boland | 2 Bloor Street East, Suite 3000 Toronto A6 M4W 1A8 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2012-11-14 | 90,000 | $5.90 | 7,669,900 | No | 4 | P | Indirect | See footnote 1 |
Common Shares, No Par Value | Acquisiton | 2012-11-15 | 20,000 | $6.00 | 7,689,900 | No | 4 | P | Indirect | See footnote 1 |
Common Shares, No Par Value | Acquisiton | 2012-11-16 | 20,300 | $6.07 | 7,710,200 | No | 4 | P | Indirect | See footnote 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote 1 |
No | 4 | P | Indirect | See footnote 1 |
No | 4 | P | Indirect | See footnote 1 |
Footnotes
- These shares of the Issuer's Common Shares, no par value (the "Shares"), are held directly by West Face Long Term Opportunities Global Master L.P., a Cayman Islands limited partnership ("WFGM"). These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: West Face Capital Inc. ("West Face"), as investment manager to WFGM, and Gregory A. Boland, as the President and Chief Executive Officer of West Face. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
- This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on November 14, 2012. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on November 15, 2012. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on November 16, 2012. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.