Filing Details
- Accession Number:
- 0001299709-13-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 18:34:41
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 18:34:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1303829 | Paul Grinberg | C/O Encore Capital Group Inc. 3111 Camino Del Rio North, Suite 1300 San Diego CA 92108 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-12 | 1,833 | $65.56 | 29,835 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-12 | 645 | $65.56 | 29,190 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-08-12 | 10,000 | $10.00 | 39,190 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-12 | 6,900 | $7.35 | 46,090 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-12 | 23,800 | $66.55 | 22,290 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-12 | 6,900 | $9.50 | 29,190 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-12 | 6,900 | $7.35 | 6,900 | $7.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-12 | 6,900 | $9.50 | 6,900 | $9.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-12 | 10,000 | $10.00 | 10,000 | $10.00 |
| Common Stock | Restricted Stock Units | Disposition | 2013-08-12 | 1,833 | $0.00 | 1,833 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-07-24 | 2016-07-25 | No | 4 | M | Direct |
| 0 | 2006-07-25 | 2015-07-26 | No | 4 | M | Direct |
| 0 | 2005-06-30 | 2014-07-01 | No | 4 | M | Direct |
| 11,618 | No | 4 | M | Direct |
Footnotes
- Represents shares of Common Stock issued on August 12, 2013 following the vesting of Restricted Stock Units (RSU's) which vest one-third each year. The RSU's were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
- This transaction was executed in multiple trades, at prices ranging from $66.12 to $67.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each transaction was effected.
- The RSU's were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSU's are accompanied by dividend equivalent rights.
- The RSU's vest over three years, one-third on each anniversary date of grant.
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