Filing Details
- Accession Number:
- 0001181431-13-044789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 17:57:28
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 17:57:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1473973 | Dawn S. Smith | 3401 Hillview Avenue Palo Alto CA 94304 | Senior Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-08-12 | 15,000 | $45.05 | 0 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-08-12 | 16,661 | $85.42 | 19,818 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-08-14 | 1,875 | $45.05 | 0 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-08-14 | 1,875 | $86.66 | 19,818 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2013-08-12 | 15,000 | $0.00 | 15,000 | $45.05 |
Class A Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2013-08-14 | 1,875 | $0.00 | 1,875 | $45.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,625 | 2015-10-14 | No | 4 | M | Direct | |
3,750 | 2015-10-14 | No | 4 | M | Direct |
Footnotes
- 111 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2013.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $85.32 through $85.49.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 90,000 shares of Class A Common stock, became exercisable as to one-quarter of the shares on October 14, 2010, and vests in 36 equal monthly installments as to the remaining shares until fully exercisable on October 14, 2013.