Home > Insider Trading > Filing (0001140361-13-033016)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1481792	Quadaphics Inc.	QUAD	Commercial Printing (2750)	391152983

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1495362	C John Fowler	C/O Quad/Graphics, Inc. N63 W23075 Highway 74 Sussex WI 53089	Executive Vp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2013-08-12	18,279	$32.04	129,180	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	17,471	Indirect	As co-trustee - HVQ Life Ins. Tr.
Class A Common Stock	11,488	Indirect	By 401(a) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2012-05-14	2021-11-18	7,350	7,350	Direct
Class A Common Stock	Stock Options (Right to Buy)	$19.12	2012-05-14	2021-11-18	6,500	6,500	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2012-05-14	2021-11-18	17,500	17,500	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2012-05-14	2021-11-18	10,000	10,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$23.37		2017-01-31	318,000	318,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$29.37		2019-01-31	30,000	30,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$15.37		2020-01-31	30,000	30,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$16.62		2020-01-31	45,000	45,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$41.26		2021-01-01	34,218	34,218	Direct
Class A Common Stock	Stock Options (Right to Buy)	$14.14		2022-01-01	34,218	34,218	Direct
Class A Common Stock	Class B Common Stock	$0.00			51,614	51,614	Indirect
Class A Common Stock	Class B Common Stock	$0.00			800,000	800,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-11-18	7,350	7,350	Direct
2021-11-18	6,500	6,500	Direct
2021-11-18	17,500	17,500	Direct
2021-11-18	10,000	10,000	Direct
2017-01-31	318,000	318,000	Direct
2019-01-31	30,000	30,000	Direct
2020-01-31	30,000	30,000	Direct
2020-01-31	45,000	45,000	Direct
2021-01-01	34,218	34,218	Direct
2022-01-01	34,218	34,218	Direct
	51,614	51,614	Indirect
	800,000	800,000	Indirect

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $31.75 to $32.215. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
As Trustee for the Harry V. Quadracci Life Insurance Trust. The reporting person disclaims beneficial ownership of the reported securities.
Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012.
Vests and becomes exercisable in two equal annual installments beginning on November 18, 2012.
Vests and becomes exercisable in three equal annual installments beginning on November 18, 2012.
Became exercisable as to 14,850 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
As Trustee for certain GRATs established by Betty Ewens Quadracci. The reporting person disclaims beneficial ownership of the reported securities.