Filing Details
- Accession Number:
- 0001179110-13-013151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 18:02:27
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 18:02:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574648 | Athlon Energy Inc. | ATHL | Crude Petroleum & Natural Gas (1311) | 462549833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581729 | W Bud Holmes | C/O Athlon Energy Inc. 420 Throckmorton Street, Suite 1200 Fort Worth TX 76102 | Vp-Engineering And Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-07 | 20,000 | $20.00 | 946,734 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | New Holdings Units | Acquisiton | 2013-08-07 | 175,364 | $0.00 | 175,364 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
175,364 | No | 4 | J | Direct |
Footnotes
- The amount in Box 5 gives effect to the following events which occurred in connection with the effectiveness of the Issuer's initial public offering ("IPO"): (i) the adjustment of the shares of Issuer common stock, which resulted in the issuance to the Reporting Person of an additional 5,070 shares and (ii) the subsequent 65.266-for-1 stock split effected by the Issuer.
- Upon closing of the IPO, the limited partnership agreement of Athlon Holdings LP ("Athlon Holdings"), which is controlled by the Issuer, was amended and restated to, among other things, reclassify Athlon Holdings different classes of interests into a single new class of units referred to as New Holdings Units. Pursuant to the reclassification, the Reporting Person's Class A limited partnership interest in Athlon Holdings was reclassified into the number of New Holdings Units reflected in the table above.
- Pursuant to an Exchange Agreement entered into by the Reporting Person and the Issuer in connection with the closing of the IPO, the Reporting Person may, under certain circumstances after the first anniversary of the closing of the IPO, exchange his New Holdings Units for shares of Issuer common stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.