Filing Details
- Accession Number:
- 0001225208-13-017823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 17:51:51
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 17:51:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184185 | Geraud Darnis | One Financial Plaza Hartford CT 06101 | Pres. & Ceo, Utc Climate, Cont | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-13 | 51,000 | $51.50 | 147,240 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-13 | 51,000 | $106.84 | 96,240 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-13 | 51,000 | $0.00 | 51,000 | $51.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2008-01-03 | 2015-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Career Restricted) | 4,224 | Direct | |
| Common Stock | 10,172 | Indirect | By Savings Plan Trustee |
| Common Stock | 15,924 | Indirect | By Trust |
| Common Stock | 24,052 | Indirect | By Trust 2 |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.73 to $106.99. Upon request, UTC will provide full information as to the shares sold at each separate price.
Billionaire Hedge Funds
