Filing Details
- Accession Number:
- 0001181431-13-044723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 17:33:57
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 17:33:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237268 | I Douglas Kra | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Senior Vp, Pega Consulting | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-13 | 10,000 | $0.00 | 22,088 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-13 | 4,583 | $36.85 | 17,505 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-08-13 | 5,417 | $36.65 | 12,088 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options - Right to Acquire | Disposition | 2013-08-13 | 10,000 | $0.00 | 80,000 | $7.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2005-02-01 | 2014-11-01 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 8/14/2013, raging from $36.52 to $36.86.
- All options vest 5% quarterly for 5 years.