Filing Details

Accession Number:
0001181431-13-044723
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 17:33:57
Reporting Period:
2013-08-13
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 17:33:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237268 I Douglas Kra C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Senior Vp, Pega Consulting No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-13 10,000 $0.00 22,088 No 4 M Direct
Common Stock Disposition 2013-08-13 4,583 $36.85 17,505 No 4 F Direct
Common Stock Disposition 2013-08-13 5,417 $36.65 12,088 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options - Right to Acquire Disposition 2013-08-13 10,000 $0.00 80,000 $7.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2005-02-01 2014-11-01 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  2. Represents the weighted average of sale prices on 8/14/2013, raging from $36.52 to $36.86.
  3. All options vest 5% quarterly for 5 years.