Home > Insider Trading > Filing (0000820318-13-000034)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820318	Ii-Vi Inc	IIVI	Optical Instruments & Lenses (3827)	251214948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196392	W Peter Sognefest	8308 Chappelle Court Las Vegas NV 89131		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-13	4,200	$10.04	24,702	No	4	M	Direct
Common Stock	Disposition	2013-08-13	4,200	$20.13	20,502	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to buy)	Disposition	2013-08-13	4,200	$0.00	4,200	$10.04

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,600		2019-02-07	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	320	Indirect	By Son

Footnotes

Represents the weighted average of multiple sales transactions ranging in price from $20.04 to $20.27. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or for any other purpose.
The option vests in 5 equal annual installments beginning on February 7, 2010.
Due to an administrative error, the amounts reported in column 9 of the Form 4 filed June 4, 2013, which reported the exercise of a portion of this option on May 31, 2013 and a subsequent exercise on June 3, 2013, were incorrectly reported. The correct number of derivative securities beneficially owned with respect to this option following the exercise reported herein and all previous exercises is 4,600 shares.