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Home > Insider Trading > Filing (0000720672-13-000094)

Filing Details

Accession Number:: 0000720672-13-000094
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-14 17:29:26
Reporting Period:: 2013-08-13

Filing Date:: 2013-08-14
Accepted Time:: 2013-08-14 17:29:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1203738	A Bruce Beda	355 East Ohio Avenue #4602 Chicago IL 60611		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-08-13	6,500	$40.05	41,514	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			29,667	29,667	Direct
Common Stock	Stock Option (Option to Buy)	$17.00		2016-01-03	2,250	2,250	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	29,667	29,667	Direct
2016-01-03	2,250	2,250	Direct

Footnotes

These Stock Units were issued as a result of a conversion of a deferred compensation plan into Stock Units. These Stock Units are fully vested and shall be payable after the termination of the respective director from service on the Board of Directors of Stifel Financial Corp.
No expiration date for these Units.
Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.