Filing Details
- Accession Number:
- 0001370755-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 17:24:53
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 17:24:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370755 | Tcp Capital Corp. | TCPC | () | 562594706 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232347 | Howard Levkowitz | C/O Tennenbaum Capital Partners, Llc 2951 28Th Street, Suite 1000 Santa Monica CA 90405 | Ceo/Officer Of Advisor | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-12 | 5,000 | $15.30 | 69,751 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-13 | 5,000 | $15.25 | 74,751 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,000 | Indirect | Footnote |
Footnotes
- As UTMA custodian for minor children.