Filing Details
- Accession Number:
- 0001140361-13-032700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 15:28:52
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 15:28:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1320146 | Robert Kristopher Konrad | C/O: Annaly Capital Management, Inc. 1211 Avenue Of The Americas, Suite 2902 New York NY 10036 | Co-Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-13 | 17,000 | $11.72 | 213,035 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,648 | Indirect | By 401(K) plan |
| Class A Preferred Stock | 2,600 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase Common Stock | $17.97 | 2004-08-04 | 2013-08-04 | 20,000 | 20,000 | Direct |
| Common Stock | Option to purchase Common Stock | $17.39 | 2005-04-19 | 2014-04-19 | 20,000 | 20,000 | Direct |
| Common Stock | Option to purchase Common Stock | $17.07 | 2006-07-07 | 2015-07-07 | 30,000 | 30,000 | Direct |
| Common Stock | Option to purchase Common Stock | $15.70 | 2008-05-17 | 2017-05-17 | 40,000 | 40,000 | Direct |
| Common Stock | Option to purchase Common Stock | $16.46 | 2009-05-08 | 2018-05-08 | 53,000 | 53,000 | Direct |
| Common Stock | Option to purchase Common Stock | $15.61 | 2009-09-19 | 2018-09-19 | 53,000 | 53,000 | Direct |
| Common Stock | Option to purchase Common Stock | $13.25 | 2010-04-22 | 2019-04-22 | 20,000 | 37,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-08-04 | 20,000 | 20,000 | Direct |
| 2014-04-19 | 20,000 | 20,000 | Direct |
| 2015-07-07 | 30,000 | 30,000 | Direct |
| 2017-05-17 | 40,000 | 40,000 | Direct |
| 2018-05-08 | 53,000 | 53,000 | Direct |
| 2018-09-19 | 53,000 | 53,000 | Direct |
| 2019-04-22 | 20,000 | 37,500 | Direct |
Footnotes
- Options previously granted.
Billionaire Hedge Funds
