Filing Details

Accession Number:
0001179110-13-013120
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 14:35:27
Reporting Period:
2013-01-02
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 14:35:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1269127 Greenshift Corp GERS Sanitary Services (4950) 593764931
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220241 W Dale Fallat 6704 Regents Park Drive
Zionsville IN 46077
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-02 711,000 $0.03 11,841,728 No 4 P Direct
Common Stock Acquisiton 2013-01-03 931,000 $0.04 12,772,728 No 4 P Direct
Common Stock Acquisiton 2013-01-04 10,000 $0.04 12,782,728 No 4 P Direct
Common Stock Disposition 2013-01-04 435,000 $0.04 12,347,728 No 4 S Direct
Common Stock Acquisiton 2013-01-07 661,000 $0.04 13,008,728 No 4 P Direct
Common Stock Acquisiton 2013-01-08 120,000 $0.03 13,128,728 No 4 P Direct
Common Stock Disposition 2013-01-09 281,400 $0.03 12,847,328 No 4 S Direct
Common Stock Acquisiton 2013-01-10 435,000 $0.03 13,282,328 No 4 P Direct
Common Stock Disposition 2013-01-10 10,000 $0.03 13,272,328 No 4 S Direct
Common Stock Acquisiton 2013-01-11 920,000 $0.03 14,192,328 No 4 P Direct
Common Stock Acquisiton 2013-01-14 20,000 $0.03 14,212,328 No 4 P Direct
Common Stock Disposition 2013-01-14 148,000 $0.03 14,064,328 No 4 S Direct
Common Stock Acquisiton 2013-01-15 10,000 $0.03 14,074,328 No 4 P Direct
Common Stock Disposition 2013-01-15 75,000 $0.03 13,999,328 No 4 S Direct
Common Stock Acquisiton 2013-01-16 41,902 $0.03 14,041,230 No 4 P Direct
Common Stock Acquisiton 2013-01-17 1,330,080 $0.03 15,371,310 No 4 P Direct
Common Stock Acquisiton 2013-01-18 15,000 $0.03 15,386,310 No 4 P Direct
Common Stock Acquisiton 2013-01-22 30,000 $0.03 15,416,310 No 4 P Direct
Common Stock Disposition 2013-01-22 82,000 $0.03 15,334,310 No 4 S Direct
Common Stock Acquisiton 2013-01-23 21,000 $0.03 15,355,310 No 4 P Direct
Common Stock Disposition 2013-01-23 18,000 $0.03 15,337,310 No 4 S Direct
Common Stock Acquisiton 2013-01-24 1,580,530 $0.02 16,917,840 No 4 P Direct
Common Stock Disposition 2013-01-24 650,040 $0.02 16,267,800 No 4 S Direct
Common Stock Acquisiton 2013-01-25 1,255,000 $0.02 17,522,800 No 4 P Direct
Common Stock Disposition 2013-01-25 4,000 $0.02 17,518,800 No 4 S Direct
Common Stock Acquisiton 2013-01-28 800,000 $0.02 18,318,800 No 4 P Direct
Common Stock Disposition 2013-01-29 5,000 $0.03 18,313,800 No 4 S Direct
Common Stock Acquisiton 2013-01-30 100,000 $0.02 18,413,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
Footnotes
  1. The reporting person purchased 50,075 shares of Greenshift Corporation common stock on 11/14/2012 and, as a result, became a greater than 10% owner of Greenshift Corporation common stock.
  2. The sales of common stock by Mr. Fallat were matchable under Section 16(b) of the Securities Exchange Act of 1934 ("Section 16(b)") with the purchases by Mr. Fallat of 2,312,383 shares of common stock from November 14, 2012 through February 11, 2013. Mr. Fallat paid $16,008.17 to the Company in accordance with Section 16(b), representing deemed profit from the sales matchable with such purchases, calculated pursuant to Section 16(b). These matchable transactions are reported on several Forms 4 and Forms 5 filed today.
  3. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0310 to $0.0440, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0400 to $0.0431, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0320 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  7. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0300 to $0.0350, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0350, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  9. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0280 to $0.0300, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  10. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0250 to $0.0310, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0269 to $0.0275, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  12. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0250 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  13. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0250 to $0.0260, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  14. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0260 to $0.0270, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  15. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0220 to $0.0250, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  16. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0205 to $0.0230, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  17. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0200 to $0.0250, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  18. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0230 to $0.0250, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  19. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0200 to $0.0220, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.