Filing Details
- Accession Number:
- 0001179110-13-013118
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 14:34:17
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 14:34:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1269127 | Greenshift Corp | GERS | Sanitary Services (4950) | 593764931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220241 | W Dale Fallat | 6704 Regents Park Drive Zionsville IN 46077 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-15 | 65,000 | $0.03 | 5,426,980 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-16 | 390,020 | $0.04 | 5,817,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 87,000 | $0.04 | 5,904,000 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-11-19 | 57,000 | $0.04 | 5,847,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-20 | 10,000 | $0.04 | 5,857,000 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-11-20 | 42,400 | $0.04 | 5,814,600 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-21 | 20,000 | $0.04 | 5,834,600 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-11-21 | 50,000 | $0.03 | 5,784,600 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-23 | 20,000 | $0.04 | 5,804,600 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-26 | 242,000 | $0.03 | 6,046,600 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-27 | 361,400 | $0.03 | 6,408,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-28 | 95,000 | $0.03 | 6,503,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 256,000 | $0.03 | 6,759,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-30 | 146,149 | $0.03 | 6,905,149 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-12-03 | 82,794 | $0.03 | 6,822,355 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-04 | 10,000 | $0.03 | 6,832,355 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-12-04 | 25,700 | $0.03 | 6,806,655 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-05 | 10,000 | $0.03 | 6,816,655 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-06 | 95,000 | $0.03 | 6,911,655 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-07 | 20,000 | $0.03 | 6,931,655 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-10 | 40,000 | $0.03 | 6,971,655 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-11 | 489,825 | $0.03 | 7,461,480 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-12 | 155,009 | $0.03 | 7,616,489 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-13 | 195,000 | $0.03 | 7,811,489 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 50,489 | $0.03 | 7,861,978 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-17 | 15,000 | $0.03 | 7,876,978 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-18 | 20,000 | $0.03 | 7,896,978 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-12-18 | 9,000 | $0.03 | 7,887,978 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-19 | 65,008 | $0.03 | 7,952,986 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,361,980 | Direct |
Footnotes
- The reporting person purchased 50,075 shares of Greenshift Corporation common stock on 11/14/2012 and, as a result, became a greater than 10% owner of Greenshift Corporation common stock.
- The sales of common stock by Mr. Fallat were matchable under Section 16(b) of the Securities Exchange Act of 1934 ("Section 16(b)") with the purchases by Mr. Fallat of 2,312,383 shares of common stock from November 14, 2012 through February 11, 2013. Mr. Fallat paid $16,008.17 to the Company in accordance with Section 16(b), representing deemed profit from the sales matchable with such purchases, calculated pursuant to Section 16(b). These matchable transactions are reported on several Forms 4 and Forms 5 filed today.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0272 to $0.0330, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0330 to $0.0380, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0350 to $0.0400, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0350 to $0.0400, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0370, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0350, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0295 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.02910 to $0.0300, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0270 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0291 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0290 to $0.0300, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0260 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0243 to $0.0295, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0215 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0265 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0260 to $0.0285, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0250 to $0.0265, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.