Filing Details
- Accession Number:
- 0001407682-13-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 12:10:40
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 12:10:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196447 | H Nathan Little | C/O Rudolph Technologies, Inc. One Rudolph Road, Po Box 1000 Flanders NJ 07836 | Executive Vp, | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-07 | 40,200 | $6.80 | 102,511 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-12 | 1,100 | $10.88 | 101,411 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-12 | 900 | $10.89 | 100,511 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-13 | 1,200 | $10.58 | 99,311 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-13 | 4,700 | $10.59 | 94,611 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-13 | 200 | $10.83 | 94,411 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-13 | 100 | $10.60 | 94,311 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-13 | 1,400 | $10.81 | 92,911 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-13 | 400 | $10.82 | 92,511 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-07 | 40,200 | $0.00 | 40,200 | $6.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,800 | 2010-08-20 | 2019-08-20 | No | 4 | M | Direct |
Footnotes
- 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.
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