Filing Details
- Accession Number:
- 0001140361-13-032330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 10:34:09
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 10:34:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198302 | J William Gardiner | 1775 Sherman Street Suite 1200 Denver CO 80203 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock; $.01 Par Value | Acquisiton | 2013-08-12 | 11,428 | $14.25 | 64,102 | No | 4 | M | Direct | |
Common Stock; $.01 Par Value | Disposition | 2013-08-12 | 11,428 | $67.95 | 52,674 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2013-08-12 | 11,428 | $0.00 | 11,428 | $14.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-31 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2013.
- The options vested in four equal installments on December 31, 2003, 2004, 2005, and 2006.
- The price reflects an average of multiple transaction prices ranging from $67.58 to $68.48.