Filing Details
- Accession Number:
- 0001104659-13-063458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 20:03:24
- Reporting Period:
- 2013-08-09
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 20:03:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
106455 | Westmoreland Coal Co | WLB | Bituminous Coal & Lignite Surface Mining (1221) | 231128670 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
948904 | Al Et L Jeffrey Gendell | 1 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No | |
1268959 | Tontine Management Llc | 1 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No | |
1268961 | Tontine Overseas Associates Llc | 1 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No | |
1269122 | P L Partners Tontine | 1 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No | |
1272374 | Tontine Capital Management Llc | 1 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No | |
1276922 | P L Partners Capital Tontine | 1 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No | |
1482608 | Tontine Capital Overseas Master Fund Ii, L.p. | 1 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No | |
1482609 | Tontine Asset Associates, L.l.c. | 1 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $2.50 Per Share | Disposition | 2013-08-09 | 212,500 | $13.02 | 2,168,638 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $2.50 Per Share | Disposition | 2013-08-12 | 1,732 | $13.20 | 2,166,906 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Partners, L.P., a Delaware limited partnership ("TP"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA") and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM, the general partner of TP; (c) TOA, and (d) TAA, the general partner of TCP 2.
- On August 9, 2013, TP sold 212,500 shares of Common Stock at a weighted average price of $13.02 per share. These shares were sold in multiple transactions at prices ranging from $13.02 to $13.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- On August 12, 2013, TP sold 1,732 shares of Common Stock at a weighted average price of $13.20 per share. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- TCP 2, TM and TAA directly own 0 shares of Common Stock, TCP directly owns 468,362 shares of Common Stock, TCM directly owns 70,000 shares of Common Stock, TP directly owns 981,464 shares of Common Stock, TOA directly owns 98,080 shares of Common Stock and Mr. Gendell directly owns 549,000 shares of Common Stock.
- All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TP may be deemed to be beneficially owned by TM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
- Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TP, TM, TOA, TCP 2 and TAA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM or representing TM's pro rata interest in, and interest in the profits of, TP.
- TOA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TOA. TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.