Filing Details
- Accession Number:
- 0001209191-13-040513
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 18:14:39
- Reporting Period:
- 2013-06-30
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 18:14:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521967 | A. Neil Carson | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-13 | 2,917 | $19.00 | 2,917 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-13 | 2,917 | $29.81 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-13 | 2,971 | $0.00 | 2,971 | $19.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,333 | 2021-09-29 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- The Reporting Person exercised and sold shares of an Employee Stock Option on September 13, 2012 pursuant to a Rule 10b5-1 trading plan established by the Reporting Person that was not previously reported on a Form 4 due to a clerical error.
- The option became exercisable as to 1/48th of the shares subject to the option on October 13, 2011, and 1/48th of the shares subject to the option vest on the 13th day of the month each month thereafter.