Filing Details

Accession Number:
0001209191-13-040513
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-08-13 18:14:39
Reporting Period:
2013-06-30
Filing Date:
2013-08-13
Accepted Time:
2013-08-13 18:14:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521967 A. Neil Carson C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-13 2,917 $19.00 2,917 No 4 M Direct
Common Stock Disposition 2012-09-13 2,917 $29.81 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-09-13 2,971 $0.00 2,971 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,333 2021-09-29 No 4 M Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  2. The Reporting Person exercised and sold shares of an Employee Stock Option on September 13, 2012 pursuant to a Rule 10b5-1 trading plan established by the Reporting Person that was not previously reported on a Form 4 due to a clerical error.
  3. The option became exercisable as to 1/48th of the shares subject to the option on October 13, 2011, and 1/48th of the shares subject to the option vest on the 13th day of the month each month thereafter.