Filing Details
- Accession Number:
- 0000907242-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 16:52:31
- Reporting Period:
- 2013-08-09
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 16:52:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907242 | Monarch Casino & Resort Inc | MCRI | Hotels & Motels (7011) | 880300760 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 937326 | Bob Farahi | Monarch Casino &Amp; Resort Inc 3800 S. Virginia Street Reno NV 89502 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-09 | 123 | $20.55 | 335,000 | No | 4 | S | Indirect | by trust |
| Common Stock | Disposition | 2013-08-09 | 3,074 | $20.55 | 336,926 | No | 4 | S | Indirect | by trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by trust |
| No | 4 | S | Indirect | by trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,027,164 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option/right to buy | $8.56 | 2015-10-09 | 2022-10-09 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $9.33 | 2014-10-21 | 2021-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $11.48 | 2013-10-21 | 2020-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $10.43 | 2012-10-21 | 2019-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $6.80 | 2011-10-21 | 2018-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $29.00 | 2010-10-21 | 2017-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $21.82 | 2009-10-21 | 2016-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $18.06 | 2008-10-21 | 2015-10-21 | 10,000 | 343,338 | Direct |
| Common Stock | Option/right to buy | $11.69 | 2014-10-21 | 100,000 | 343,338 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-10-09 | 33,334 | 343,338 | Direct |
| 2021-10-21 | 33,334 | 343,338 | Direct |
| 2020-10-21 | 33,334 | 343,338 | Direct |
| 2019-10-21 | 33,334 | 343,338 | Direct |
| 2018-10-21 | 33,334 | 343,338 | Direct |
| 2017-10-21 | 33,334 | 343,338 | Direct |
| 2016-10-21 | 33,334 | 343,338 | Direct |
| 2015-10-21 | 10,000 | 343,338 | Direct |
| 2014-10-21 | 100,000 | 343,338 | Direct |
Footnotes
- On October 21, 2004, Mr. Farahi was granted an option pursuant to the Company's 1993 Executive Long Term Incentive Plan, as amended, to purchase 100,000 shares of the Company's common stock at $11.685 per share. The shares' vesting schedule is as follows: 33,332 vested on October 21, 2005; 33,334 vested on October 21, 2006 and 33,334 vested on October 21, 2007.
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