Filing Details
- Accession Number:
- 0001144204-13-045164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 16:04:38
- Reporting Period:
- 2013-08-09
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 16:04:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1047919 | Ambient Corp | AMBT | Telephone Communications (No Radiotelephone) (4813) | 980166007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341950 | Vicis Capital, Llc | 445 Park Avenue Suite 1043 New York NY 10022 | No | No | Yes | No | |
1365954 | Fund Master Capital Vicis | 445 Park Avenue Suite 1043 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-09 | 1,200,000 | $1.50 | 10,497,083 | No | 4 | S | Indirect | By Vicis Capital Master Fund |
Common Stock | Disposition | 2013-08-09 | 400,000 | $1.10 | 10,097,083 | No | 4 | S | Indirect | By Vicis Capital Master Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Vicis Capital Master Fund |
No | 4 | S | Indirect | By Vicis Capital Master Fund |
Footnotes
- Represents the indirect holdings of Vicis Capital LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
- The consideration received was two fully collateralized secured promissory notes having principal amounts of $600,000 and $1,200,000, respectively, and each bearing interest at 0%.
- The consideration received was a fully collateralized secured promissory note having a principal amount of $440,000 and bearing interest at 0%.