Filing Details
- Accession Number:
- 0001144204-13-045004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 13:10:05
- Reporting Period:
- 2013-08-09
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 12:10:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
746210 | Glowpoint Inc. | GLOW | Telephone Communications (No Radiotelephone) (4813) | 770312442 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341950 | Vicis Capital, Llc | 445 Park Avenue, Suite 1043 New York NY 10022 | No | No | Yes | No | |
1365954 | Fund Master Capital Vicis | 445 Park Avenue, Suite 1043 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-09 | 8,942,805 | $0.00 | 0 | No | 4 | S | Indirect | By Vicis Capital Master Fund |
Series B-1 Preferred Stock | Disposition | 2013-08-09 | 95 | $0.00 | 0 | No | 4 | S | Indirect | By Vicis Capital Master Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Vicis Capital Master Fund |
No | 4 | S | Indirect | By Vicis Capital Master Fund |
Footnotes
- Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
- Vicis Capital Master Fund, through its investment advisor, Vicis Capital, LLC, has sold all of its holdings in both the Common Stock and Series B-1 Preferred Stock of Glowpoint, Inc. to a single purchaser for a total sales price of $7,500,000: this amount was not allocated among the Common Stock and Series B-1 Preferred Stock, and Vicis Capital, LLC makes no claim as to the fair value of any class of the capital stock of Glowpoint, Inc.