Filing Details
- Accession Number:
- 0001225208-13-017692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 11:11:27
- Reporting Period:
- 2013-08-09
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 11:11:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29915 | Dow Chemical Co | DOW | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 381285128 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490029 | R James Fitterling | 2030 Dow Center Midland MI 48674 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2013-08-09 | 30,000 | $9.53 | 203,922 | No | 4 | M | Direct | |
Common | Disposition | 2013-08-09 | 30,000 | $38.00 | 173,922 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-09 | 30,000 | $0.00 | 30,000 | $9.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 1,013 | Indirect | By 401(k) Plan |
Common | 2,616 | Indirect | By 401(k) Plan ESOP |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 28, 2013.
- The options vested in three equal annual installments beginning on February 13, 2010.