Filing Details
- Accession Number:
- 0001127602-13-024953
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 10:58:51
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 10:58:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464965 | Tetsuo Kuba | 1 Avx Blvd Fountain Inn SC 29644 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-12 | 10,000 | $11.48 | 11,100 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-12 | 10,000 | $13.10 | 1,100 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-12 | 5,000 | $9.60 | 6,100 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-12 | 5,000 | $13.10 | 1,100 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-08-12 | 10,000 | $0.00 | 10,000 | $11.48 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-08-12 | 5,000 | $0.00 | 5,000 | $9.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-08-03 | 2019-08-03 | No | 4 | M | Direct |
10,000 | 2013-08-01 | 2022-08-01 | No | 4 | M | Direct |