Filing Details

Accession Number:
0001354327-13-000035
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-08-13 09:08:28
Reporting Period:
2013-08-08
Filing Date:
2013-08-13
Accepted Time:
2013-08-13 09:08:28
Original Submission Date:
2013-08-12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. S3AQ#PA Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366229 T Jeffrey Jackson Pgt, Inc.
1070 Technology Drive
North Venice FL 34275
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-08-08 39,154 $0.92 71,098 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-08 13,227 $10.39 57,871 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-08 25,927 $10.39 31,944 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-08-09 22,100 $0.92 54,044 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-08-09 238,746 $2.00 292,790 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-09 124,425 $10.16 168,365 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-09 136,421 $10.16 31,944 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-08-08 61,254 $0.00 61,254 $0.92
Common Stock Stock Option (Right to Buy) Disposition 2013-08-08 238,746 $0.00 238,746 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-01-21 No 4 M Direct
493,880 2020-04-06 No 4 M Direct
Footnotes
  1. Reflects 13,227 shares withheld at market price of $10.39 per share less an exercise price of $0.92 per share to fund the cashless exercise of 39,154 options owned by Mr. Jackson and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
  2. Reflects 7,498 shares withheld at market price of $10.16 per share less an exercise price of $0.92 per share and 116,927 shares withheld at a market price of $10.16 per share less an exercise price of $2.00 per share, to fund the cashless exercise of 260,846 options owned by Mr. Jackson and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
  3. Fully exercisable at January 21, 2012
  4. An aggregate of 732,626 options exercisable in five approximately equal annual installments beginning on April 6, 2011.
  5. This amendment to Form 4 is to properly reflect the number of options with an exercise price of $2.00 per share exercised in Table I, Column 4, and the number of such options beneficially owned in Table II, Column 9 following the transaction.