Filing Details
- Accession Number:
- 0001354327-13-000035
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 09:08:28
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 09:08:28
- Original Submission Date:
- 2013-08-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354327 | Pgt Inc. | S3AQ#PA | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366229 | T Jeffrey Jackson | Pgt, Inc. 1070 Technology Drive North Venice FL 34275 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-08 | 39,154 | $0.92 | 71,098 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-08 | 13,227 | $10.39 | 57,871 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-08 | 25,927 | $10.39 | 31,944 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-09 | 22,100 | $0.92 | 54,044 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-09 | 238,746 | $2.00 | 292,790 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-09 | 124,425 | $10.16 | 168,365 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-09 | 136,421 | $10.16 | 31,944 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-08 | 61,254 | $0.00 | 61,254 | $0.92 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-08 | 238,746 | $0.00 | 238,746 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-01-21 | No | 4 | M | Direct | |
493,880 | 2020-04-06 | No | 4 | M | Direct |
Footnotes
- Reflects 13,227 shares withheld at market price of $10.39 per share less an exercise price of $0.92 per share to fund the cashless exercise of 39,154 options owned by Mr. Jackson and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
- Reflects 7,498 shares withheld at market price of $10.16 per share less an exercise price of $0.92 per share and 116,927 shares withheld at a market price of $10.16 per share less an exercise price of $2.00 per share, to fund the cashless exercise of 260,846 options owned by Mr. Jackson and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
- Fully exercisable at January 21, 2012
- An aggregate of 732,626 options exercisable in five approximately equal annual installments beginning on April 6, 2011.
- This amendment to Form 4 is to properly reflect the number of options with an exercise price of $2.00 per share exercised in Table I, Column 4, and the number of such options beneficially owned in Table II, Column 9 following the transaction.