Home > Insider Trading > Filing (0001104659-13-062877)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1265131	Hilltop Holdings Inc.	HTH	State Commercial Banks (6022)	841477939

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1504840	R James Huffines	200 Crescent Court, Suite 1330 Dallas TX 75201	Pres & Coo Of Plainscapital	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-08	5,000	$15.65	299,279	No	4	P	Direct
Common Stock	Acquisiton	2013-08-09	7,500	$15.69	306,779	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	952	Indirect	By ESOP
Common Stock	47,000	Indirect	By James Huffines 1994 Trust

Footnotes

Includes 3,000 shares purchased by the reporting person's self-directed individual retirement account.
The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.6399 to $15.65, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Includes 11,077 shares held in a self-directed individual retirement account.
The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.66 to $15.70, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares.