Filing Details
- Accession Number:
- 0001209191-13-040322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-12 19:10:29
- Reporting Period:
- 2013-08-09
- Filing Date:
- 2013-08-12
- Accepted Time:
- 2013-08-12 19:10:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1439404 | Zynga Inc | ZNGA | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1133934 | B Cadir Lee | C/O Zynga Inc. 699 Eighth Street San Francisco CA 94103 | Executive Vp, Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-08-09 | 50,000 | $0.00 | 652,353 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-08-09 | 50,000 | $2.95 | 602,353 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-08-09 | 26 | $0.00 | 602,379 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-08-12 | 17 | $3.00 | 602,362 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-09 | 50,000 | $0.00 | 50,000 | $0.13 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-08-09 | 50,000 | $0.00 | 50,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-08-09 | 50,000 | $0.00 | 50,000 | $0.00 |
Class B Common Stock | Restricted Stock Unit | Disposition | 2013-08-09 | 26 | $0.00 | 26 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-08-09 | 26 | $0.00 | 26 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-08-09 | 26 | $0.00 | 26 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,546,458 | 2018-11-19 | No | 4 | M | Direct | |
153,555 | No | 4 | M | Direct | ||
103,555 | No | 4 | C | Direct | ||
78 | 2018-03-09 | No | 4 | M | Direct | |
103,581 | No | 4 | M | Direct | ||
103,555 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock and Class C Common Stock together represent less than 10% of the aggregate combined voting power of the Issuer's capital stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) any transfer, whether or not for value (subject to certain exceptions) or (ii) in the event of death of the Reporting Person.
- The transaction was effected pursuant to a Rule 10b5-1 plan dated February 12, 2013.
- The sales price reported is the weighted average sale price for the number of shares sold. Full information regarding the number of shares sold at each separate price will be supplied upon request by the Securities & Exchange Commission staff, the Issuer or a security holder of the Issuer.
- Represents the number of shares sold to cover tax withholding in connection with the vesting of restricted stock units (the "RSUs") listed in Table II. The transaction was effected pursuant to a Rule 10b5-1 plan dated February 12, 2013.
- Vests as follows: 1/4th of the shares subject to the option vested on November 17, 2009 and 1/48th of the shares vest on the first day of each succeeding month thereafter, subject to continued service to the Issuer through each vesting date.
- Vests as follows: 1/32nd of the total shares underlying the RSU vested on April 9, 2011 and 1/32nd of the total shares vest each month thereafter for 31 months, subject to continued service to the Issuer through each vesting date.