Filing Details
- Accession Number:
- 0001225208-13-017665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-12 18:11:32
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2013-08-12
- Accepted Time:
- 2013-08-12 18:11:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223949 | G Michael Spinozzi | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | President-Sally Beauty Supply | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-08 | 155,000 | $8.80 | 225,221 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-08 | 38,750 | $5.24 | 263,971 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-08 | 5,475 | $9.66 | 269,446 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-08 | 775 | $7.42 | 270,221 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-08 | 50,000 | $27.18 | 220,221 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-08 | 150,000 | $27.11 | 70,221 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-09 | 95,725 | $7.42 | 165,946 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-09 | 54,275 | $11.39 | 220,221 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-09 | 50,000 | $27.39 | 170,221 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-09 | 100,000 | $27.26 | 70,221 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-12 | 33,225 | $11.39 | 103,446 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-12 | 26,828 | $19.21 | 130,274 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-12 | 28,321 | $27.40 | 101,953 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-12 | 60,053 | $27.39 | 41,900 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-08 | 5,475 | $9.66 | 5,475 | $9.66 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-08 | 775 | $7.42 | 775 | $7.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-08 | 38,750 | $5.24 | 38,750 | $5.24 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-08 | 155,000 | $8.80 | 155,000 | $8.80 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-09 | 54,275 | $11.39 | 54,275 | $11.39 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-09 | 95,725 | $7.42 | 95,725 | $7.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-12 | 33,225 | $11.39 | 33,225 | $11.39 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-12 | 26,828 | $19.21 | 26,828 | $19.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-04-26 | No | 4 | M | Direct | |
136,975 | 2019-10-21 | No | 4 | M | Direct | |
0 | 2018-10-22 | No | 4 | M | Direct | |
0 | 2017-10-24 | No | 4 | M | Direct | |
120,725 | 2020-10-19 | No | 4 | M | Direct | |
41,250 | 2019-10-21 | No | 4 | M | Direct | |
87,500 | 2020-10-19 | No | 4 | M | Direct | |
80,484 | 2021-10-26 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price. The range of prices for these transactions was $27.14 to $27.23. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.40. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $27.34 to $27.44. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.43. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $27.33 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $27.32 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vest in four equal annual installments beginning on September 29, 2007.
- The options vest annually in four equal installments beginning on October 20, 2010.
- The options vest in four equal annual installments beginning on October 21, 2009.
- The options vest annually in four equal installments beginning on October 23, 2008.
- The options vest annually in four equal installments beginning on October 18, 2011.
- The options vest annually in four equal installments beginning on October 25, 2012.