Filing Details
- Accession Number:
- 0001354327-13-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-12 17:53:14
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2013-08-12
- Accepted Time:
- 2013-08-12 17:53:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580310 | R Bradley West | C/O Pgt, Inc. 1070 Technology Drive North Venice FL 34275 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-08 | 9,136 | $2.00 | 12,194 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-08 | 3,750 | $10.39 | 8,444 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-08 | 5,386 | $10.39 | 3,058 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-09 | 60,864 | $2.00 | 63,922 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-09 | 25,351 | $10.16 | 38,571 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-09 | 35,513 | $10.16 | 3,058 | No | 4 | S | Indirect | IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Indirect | IRA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-08 | 70,000 | $0.00 | 70,000 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
162,411 | 2020-04-06 | No | 4 | M | Direct |
Footnotes
- Reflects 3,750 shares withheld at market price of $10.39 per share less an exercise price of $2.00 per share to fund the cashless exercise of 9,136 options owned by Mr. West and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
- Reflects 25,351 shares withheld at market price of $10.16 per share less an exercise price of $2.00 per share to fund the cashless exercise of 60,864 options owned by Mr. West and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
- An aggregate of 232,411 options exercisable in five approximately equal annual installments beginning on April 6, 2011.