Filing Details

Accession Number:
0001354327-13-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-12 17:53:14
Reporting Period:
2013-08-08
Filing Date:
2013-08-12
Accepted Time:
2013-08-12 17:53:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580310 R Bradley West C/O Pgt, Inc.
1070 Technology Drive
North Venice FL 34275
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-08-08 9,136 $2.00 12,194 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-08 3,750 $10.39 8,444 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-08 5,386 $10.39 3,058 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-08-09 60,864 $2.00 63,922 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-09 25,351 $10.16 38,571 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-09 35,513 $10.16 3,058 No 4 S Indirect IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Indirect IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-08-08 70,000 $0.00 70,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
162,411 2020-04-06 No 4 M Direct
Footnotes
  1. Reflects 3,750 shares withheld at market price of $10.39 per share less an exercise price of $2.00 per share to fund the cashless exercise of 9,136 options owned by Mr. West and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
  2. Reflects 25,351 shares withheld at market price of $10.16 per share less an exercise price of $2.00 per share to fund the cashless exercise of 60,864 options owned by Mr. West and the tax liability associated therewith. Such cashless exercise was in accordance with terms and provisions of the Company's Amended and Restated 2006 Equity Incentive Plan as approved by the Board of Directors
  3. An aggregate of 232,411 options exercisable in five approximately equal annual installments beginning on April 6, 2011.