Filing Details

Accession Number:
0001181431-13-044150
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-12 16:51:59
Reporting Period:
2013-08-08
Filing Date:
2013-08-12
Accepted Time:
2013-08-12 16:51:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815065 Steris Corp STE Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 341482024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348178 L Timothy Chapman 5960 Heisley Road
Mentor OH 44060
Sr Vp & Grp. Pres., Healthcare No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Acquisiton 2013-08-08 10,000 $25.50 31,581 No 4 M Direct
Common Shares, No Par Value Disposition 2013-08-08 10,000 $43.84 21,581 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, No Par Value Employee Stock Option Exercise Disposition 2013-08-08 10,000 $0.00 10,000 $25.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, No Par Value 20,969 Indirect See Footnote Below.
Footnotes
  1. These open market sales of a total of 10,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 3, 2013.
  2. This represents the average sales price of the shares sold. The actual 44 sales prices ranged from $43.4600 per share to $44.1550 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 44 sales prices.
  3. 19,200 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,500 on May 20, 2014, 3,700 on June 1, 2015, 5,000 on May 31, 2016 and 6,000 on May 31, 2017.
  4. These shares are held in The Sharon A. Chapman 2007 Amended & Restated Revocable Trust UAD 7/20/2007 for the benefit of the Reporting Person's spouse. The Reporting Person and the Reporting Person's spouse are co-trustees of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  5. These options became exercisable as follows: 2,500 on January 3, 2007, 2,500 on January 3, 2008, 2,500 on January 3, 2009 and 2,500 on January 3, 2010.