Filing Details
- Accession Number:
- 0001209191-13-040203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-12 13:27:21
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2013-08-12
- Accepted Time:
- 2013-08-12 12:27:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77776 | Phh Corp | PHH | Miscellaneous Business Credit Institution (6159) | 520551284 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1312900 | J George Kilroy | C/O Phh Corporation 3000 Leadenhall Road Mt. Laurel NJ 08054 | Evp, Fleet | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-08 | 3,062 | $16.55 | 13,539 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-08 | 3,062 | $22.55 | 10,477 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-09 | 31,600 | $16.55 | 42,077 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-09 | 31,600 | $22.51 | 10,477 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-08 | 3,062 | $0.00 | 3,062 | $16.55 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-09 | 31,600 | $0.00 | 31,600 | $16.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,600 | 2019-03-24 | No | 4 | M | Direct | |
| 0 | 2019-03-24 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.5028 to $22.61, inclusive. The reporting person undertakes to provide to PHH Corporation, any security holder of PHH Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.55, inclusive. The reporting person undertakes to provide to PHH Corporation, any security holder of PHH Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- These stock options vested in three equal annual installments beginning on March 25, 2010.
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