Filing Details
- Accession Number:
- 0001354488-13-004342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-09 21:55:55
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2013-08-09
- Accepted Time:
- 2013-08-09 21:55:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1378624 | Cellular Biomedicine Group Inc. | CBMG | Finance Services (6199) | 861032927 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384398 | Keith Wong | 8040 E. Morgan Trail, Unit 18 Scottsdale AZ 85258 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-03 | 50,000 | $0.06 | 48,249,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-23 | 50,000 | $0.06 | 48,249,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-13 | 60,000 | $0.07 | 48,124,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-18 | 3,815 | $0.09 | 48,124,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-26 | 61,185 | $0.09 | 48,124,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-12 | 80,000 | $0.11 | 48,032,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 12,600 | $0.11 | 48,032,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-02 | 1,800,000 | $0.00 | 44,652,000 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-08-02 | 600,000 | $0.00 | 44,652,000 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-08-02 | 980,000 | $0.00 | 44,652,000 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2013-02-06 | 30,000 | $5.00 | 476,520 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-03-04 | 1,000 | $7.18 | 475,520 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-08 | 600 | $6.60 | 474,070 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-09 | 400 | $6.60 | 474,070 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-19 | 300 | $7.00 | 474,070 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 150 | $7.00 | 474,070 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The amounts of shares do not reflect a share exchange conducted by the Company in connection with its reincorporation from Arizona to Delaware, with the same effect as a 1:100 reverse stock split, which became effective on January 31, 2013 (the ?Reverse Split?).
- On August 2, 2012, Keith Wong transferred 1,800,000, 600,000, 980,000 shares of the Company?s common stock (collectively, the ?Shares?) as gifts to Rudolph Wong, Rebecca Wong, and Hong Chen, respectively. Rudolph Wong and Rebecca Wong are adult children of Keith Wong. Hong Chen is the wife of Keith Wong, who disclaims beneficial ownership of the Shares.
- On February 6, 2013, Keith Wong was issued 30,000 shares of the Company?s common stock pursuant to the Company?s Amended and Restated 2011 Incentive Stock Option Plan.
- The amounts of shares reflect the Reverse Split.