Filing Details

Accession Number:
0001354488-13-004342
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-09 21:55:55
Reporting Period:
2012-02-03
Filing Date:
2013-08-09
Accepted Time:
2013-08-09 21:55:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378624 Cellular Biomedicine Group Inc. CBMG Finance Services (6199) 861032927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1384398 Keith Wong 8040 E. Morgan Trail, Unit 18
Scottsdale AZ 85258
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-03 50,000 $0.06 48,249,600 No 4 S Direct
Common Stock Disposition 2012-02-23 50,000 $0.06 48,249,600 No 4 S Direct
Common Stock Disposition 2012-06-13 60,000 $0.07 48,124,600 No 4 S Direct
Common Stock Disposition 2012-06-18 3,815 $0.09 48,124,600 No 4 S Direct
Common Stock Disposition 2012-06-26 61,185 $0.09 48,124,600 No 4 S Direct
Common Stock Disposition 2012-07-12 80,000 $0.11 48,032,000 No 4 S Direct
Common Stock Disposition 2012-07-23 12,600 $0.11 48,032,000 No 4 S Direct
Common Stock Disposition 2012-08-02 1,800,000 $0.00 44,652,000 No 4 G Direct
Common Stock Disposition 2012-08-02 600,000 $0.00 44,652,000 No 4 G Direct
Common Stock Disposition 2012-08-02 980,000 $0.00 44,652,000 No 4 G Direct
Common Stock Acquisiton 2013-02-06 30,000 $5.00 476,520 No 4 A Direct
Common Stock Disposition 2013-03-04 1,000 $7.18 475,520 No 4 S Direct
Common Stock Disposition 2013-07-08 600 $6.60 474,070 No 4 S Direct
Common Stock Disposition 2013-07-09 400 $6.60 474,070 No 4 S Direct
Common Stock Disposition 2013-07-19 300 $7.00 474,070 No 4 S Direct
Common Stock Disposition 2013-07-23 150 $7.00 474,070 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 G Direct
No 4 G Direct
No 4 G Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The amounts of shares do not reflect a share exchange conducted by the Company in connection with its reincorporation from Arizona to Delaware, with the same effect as a 1:100 reverse stock split, which became effective on January 31, 2013 (the ?Reverse Split?).
  2. On August 2, 2012, Keith Wong transferred 1,800,000, 600,000, 980,000 shares of the Company?s common stock (collectively, the ?Shares?) as gifts to Rudolph Wong, Rebecca Wong, and Hong Chen, respectively. Rudolph Wong and Rebecca Wong are adult children of Keith Wong. Hong Chen is the wife of Keith Wong, who disclaims beneficial ownership of the Shares.
  3. On February 6, 2013, Keith Wong was issued 30,000 shares of the Company?s common stock pursuant to the Company?s Amended and Restated 2011 Incentive Stock Option Plan.
  4. The amounts of shares reflect the Reverse Split.