Filing Details
- Accession Number:
- 0001140361-13-031547
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-09 18:13:56
- Reporting Period:
- 2013-08-09
- Filing Date:
- 2013-08-09
- Accepted Time:
- 2013-08-09 18:13:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 354647 | Cvb Financial Corp | CVBF | State Commercial Banks (6022) | 953629339 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1562449 | Jr A George Borba | 701 N Haven Ave Ontario CA 91764 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-09 | 42,969 | $12.15 | 7,277,304 | No | 4 | M | Indirect | Trustee |
| Common Stock | Acquisiton | 2013-08-09 | 25,000 | $9.46 | 7,302,304 | No | 4 | M | Indirect | Trustee |
| Common Stock | Acquisiton | 2013-08-09 | 25,000 | $8.18 | 7,327,304 | No | 4 | M | Indirect | Trustee |
| Common Stock | Disposition | 2013-08-09 | 92,969 | $13.18 | 7,234,335 | No | 4 | S | Indirect | Trustee |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Trustee |
| No | 4 | M | Indirect | Trustee |
| No | 4 | M | Indirect | Trustee |
| No | 4 | S | Indirect | Trustee |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2013-08-09 | 42,969 | $12.15 | 42,969 | $12.15 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2013-08-09 | 25,000 | $9.46 | 25,000 | $9.46 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2013-08-09 | 25,000 | $8.18 | 25,000 | $8.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-03-17 | 2013-10-23 | No | 4 | M | Indirect |
| 0 | 2008-06-18 | 2013-10-23 | No | 4 | M | Indirect |
| 0 | 2010-11-17 | 2013-10-23 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 277,000 | Indirect | Trustee |
| Common Stock | 288 | Indirect | As Custodian |
| Common Stock | 11,232 | Direct |
Footnotes
- Shares held by the George Borba Family Trust of which filer is co-trustee Filer disclaims beneficial ownership of all such shares
- Shares held by Borba Childrens Trust of which filer is co-trustee Filer disclaims beneficial ownership of such shares except to the extent of his distributable interest
- Shares held by George Borba Jr as custodian for minor children
- Shares held by George Borba Jr of which 10000 are restricted
Billionaire Hedge Funds
