Filing Details
- Accession Number:
- 0001181431-13-044019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-09 17:57:47
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-08-09
- Accepted Time:
- 2013-08-09 17:57:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130144 | Sierra Bancorp | BSRR | State Commercial Banks (6022) | 330937517 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321939 | F James Gardunio | 86 N. Main Street Porterville CA 93257 | E.v.p./Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-07 | 3,346 | $10.58 | 3,346 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-07 | 3,346 | $15.94 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-07 | 2,300 | $10.21 | 2,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-07 | 2,300 | $15.94 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2013-08-07 | 3,346 | $10.58 | 3,346 | $10.58 |
Common Stock | Stock Option | Disposition | 2013-08-07 | 2,300 | $10.21 | 2,300 | $10.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-11-17 | 2021-11-17 | No | 4 | M | Direct |
0 | 2012-11-15 | 2022-11-15 | No | 4 | M | Direct |