Filing Details
- Accession Number:
- 0001127602-13-024818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-09 16:51:53
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-08-09
- Accepted Time:
- 2013-08-09 16:51:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1142701 | United Online Inc | UNTD | Services-Computer Programming, Data Processing, Etc. (7370) | 770575839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470518 | B. Charles Ammann | C/O United Online 21301 Burbank Blvd Woodland Hills CA 91367 | Evp, General Counsel, Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-07 | 28,368 | $7.05 | 178,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-07 | 28,368 | $8.72 | 150,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-07 | 88,298 | $7.05 | 238,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-07 | 88,298 | $8.72 | 150,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-07 | 28,368 | $0.00 | 28,368 | $7.05 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-07 | 88,298 | $0.00 | 88,298 | $7.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 146,632 | 2021-02-14 | No | 4 | M | Direct | |
| 58,334 | 2021-02-14 | No | 4 | M | Direct |
Footnotes
- Includes 40,000 shares subject to a restricted stock unit award granted on February 29, 2012 that will be issued as those units vest.
- Includes 110,000 shares subject to a restricted stock unit award granted on March 6, 2013 that will be issued as those units vest.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $8.64 to a high of $8.76. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer orany security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price per share. The actual sales prices ranged from a low of $8.65 to a high of $8.77. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer orany security holder of the Issuer full information regarding the number of shares sold at each separate price.
- This option was granted under the United Online, Inc. 2010 Incentive Compensation Plan in an exempt transaction pursuant to Rule 16b-3(d).
- The option shall vest and become exercisable as follows: one-third shall vest upon the Reporting Person's continuation in service through February 15, 2012, an additional one-third shall vest upon the Reporting Person's continuation in service through February 15, 2013, and the remaining one-third shall vest upon the Reporting Person's continuation in service through February 15, 2014.
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