Filing Details

Accession Number:
0001108426-13-000113
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-09 15:35:43
Reporting Period:
2013-08-08
Filing Date:
2013-08-09
Accepted Time:
2013-08-09 15:35:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536511 N. Ronald Darnell Corporate Headquarters
Ms 1275
Albuquerque NM 87158-1275
Svp, Public Policy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Options Acquisiton 2013-08-08 3,434 $12.22 6,868 No 4 M Direct
Stock Options Disposition 2013-08-08 3,434 $23.88 3,434 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2013-08-08 0 $23.88 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,765 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Rights $0.00 6,621 6,621 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,621 6,621 Direct
Footnotes
  1. Based on the closing price on the date of the grant.
  2. The options vest in three equal annual installments from grant date of issuance.
  3. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  4. The restricted stock units vest in three equal annual installments from grant date of issuance. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).