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Filing Details

Accession Number:: 0001289340-13-000051
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-09 13:17:41
Reporting Period:: 2013-08-07

Filing Date:: 2013-08-09
Accepted Time:: 2013-08-09 13:17:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1289340	Stereotaxis Inc.	STXS	Electromedical & Electrotherapeutic Apparatus (3845)	943120386

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1267959	A Fred Middleton	400 South El Camino Real Suite 1200 San Mateo CA 94402-1708		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-07	29,248	$4.10	811,520	No	4	X	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock	Disposition	2013-08-07	11,838	$10.13	799,682	No	4	S	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock	Acquisiton	2013-08-07	149,849	$3.36	949,531	No	4	X	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock	Disposition	2013-08-07	49,718	$10.13	899,813	No	4	S	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock	Acquisiton	2013-08-07	75,759	$1.98	975,572	No	4	X	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock	Disposition	2013-08-07	14,808	$10.13	960,764	No	4	S	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock	Acquisiton	2013-08-07	675	$4.10	4,322	No	4	X	Indirect	Sanderling VI Limited Partnership
Common Stock	Disposition	2013-08-07	273	$10.13	4,049	No	4	S	Indirect	Sanderling VI Limited Partnership
Common Stock	Acquisiton	2013-08-07	3,455	$3.36	7,504	No	4	X	Indirect	Sanderling VI Limited Partnership
Common Stock	Disposition	2013-08-07	1,146	$10.13	6,358	No	4	S	Indirect	Sanderling VI Limited Partnership
Common Stock	Acquisiton	2013-08-07	566	$4.10	3,626	No	4	X	Indirect	Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock	Disposition	2013-08-07	229	$10.13	3,397	No	4	S	Indirect	Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock	Acquisiton	2013-08-07	2,900	$3.36	6,297	No	4	X	Indirect	Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock	Disposition	2013-08-07	962	$10.13	5,335	No	4	S	Indirect	Sanderling VI Beteiligungs GmbH & Co. KG

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
No	4	S	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
No	4	X	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
No	4	S	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
No	4	X	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
No	4	S	Indirect	Sanderling Venture Partners VI Co-Investment Fund, L.P.
No	4	X	Indirect	Sanderling VI Limited Partnership
No	4	S	Indirect	Sanderling VI Limited Partnership
No	4	X	Indirect	Sanderling VI Limited Partnership
No	4	S	Indirect	Sanderling VI Limited Partnership
No	4	X	Indirect	Sanderling VI Beteiligungs GmbH & Co. KG
No	4	S	Indirect	Sanderling VI Beteiligungs GmbH & Co. KG
No	4	X	Indirect	Sanderling VI Beteiligungs GmbH & Co. KG
No	4	S	Indirect	Sanderling VI Beteiligungs GmbH & Co. KG

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrant (right to buy)	Disposition	2013-08-07	29,248	$0.00	29,248	$4.10
Common Stock	Common Stock Warrant (right to buy)	Disposition	2013-08-07	149,849	$0.00	149,849	$3.36
Common Stock	Common Stock Warrant (right to buy)	Disposition	2013-08-07	75,759	$0.00	75,759	$1.98
Common Stock	Common Stock Warrant (right to buy)	Disposition	2013-08-07	675	$0.00	675	$4.10
Common Stock	Common Stock Warrant (right to buy)	Disposition	2013-08-07	3,455	$0.00	3,455	$3.36
Common Stock	Common Stock Warrant (right to buy)	Disposition	2013-08-07	566	$0.00	566	$4.10
Common Stock	Common Stock Warrant (right to buy)	Disposition	2013-08-07	2,900	$0.00	2,900	$3.36

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2012-05-01	2017-05-01	No	4	X	Indirect
2012-05-07	2017-05-07	No	4	X	Indirect
2013-03-29	2018-03-29	No	4	X	Indirect
2012-05-01	2017-05-01	No	4	X	Indirect
2012-05-07	2017-05-07	No	4	X	Indirect
2012-05-01	2017-05-01	No	4	X	Indirect
2012-05-07	2017-05-07	No	4	X	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	88,072	Direct
Common Stock	28,117	Indirect	Sanderling Ventures Management VI
Common Stock	1,500	Indirect	Sanderling Mgmt. LLC 401K Pension Profit Sharing Plan
Common Stock	53,275	Indirect	Sanderling IV Biomedical Co-Investment Fund, L.P.
Common Stock	11,097	Indirect	Sanderling V Beteiligungs GmbH & Co. KG
Common Stock	39,716	Indirect	Sanderling V Biomedical Co-Investment Fund, L.P.
Common Stock	11,956	Indirect	Sanderling V Limited Partnership
Common Stock	67,790	Indirect	Sanderling Venture Partners V Co-Investment Fund, L.P.
Common Stock	22,451	Indirect	Sanderling Venture Partners IV Co-Investment Fund
Common Stock	82	Indirect	Sanderling Ventures Management V
Common Stock	79	Indirect	Middleton McNeil Retirement Trust

Footnotes

On August 7, 2013, the reporting person exercised a warrant to purchase 29,248 shares of Stereotaxis, Inc. common stock for $4.10 per share. The reporting person paid the exercise price on a cashless basis, resulting in Stereotaxis, Inc. withholding 11,838 shares to pay the exercise price and issuing to the reporting person the remaining 17,410 shares.
On August 7, 2013, the reporting person exercised a warrant to purchase 149,849 shares of Stereotaxis, Inc. common stock for $3.36 per share. The reporting person paid the exercise price on a cashless basis, resulting in Stereotaxis, Inc. withholding 49,718 shares to pay the exercise price and issuing to the reporting person the remaining 100,131 shares.
On August 7, 2013, the reporting person exercised a warrant to purchase 75,759 shares of Stereotaxis, Inc. common stock for $1.98 per share. The reporting person paid the exercise price on a cashless basis, resulting in Stereotaxis, Inc. withholding 14,808 shares to pay the exercise price and issuing to the reporting person the remaining 60,951shares.
On August 7, 2013, the reporting person exercised a warrant to purchase 675 shares of Stereotaxis, Inc. common stock for $4.10 per share. The reporting person paid the exercise price on a cashless basis, resulting in Stereotaxis, Inc. withholding 273 shares to pay the exercise price and issuing to the reporting person the remaining 402 shares.
On August 7, 2013, the reporting person exercised a warrant to purchase 3,455 shares of Stereotaxis, Inc. common stock for $3.36 per share. The reporting person paid the exercise price on a cashless basis, resulting in Stereotaxis, Inc. withholding 1,146 shares to pay the exercise price and issuing to the reporting person the remaining 2,309 shares.
On August 7, 2013, the reporting person exercised a warrant to purchase 566 shares of Stereotaxis, Inc. common stock for $4.10 per share. The reporting person paid the exercise price on a cashless basis, resulting in Stereotaxis, Inc. withholding 229 shares to pay the exercise price and issuing to the reporting person the remaining 337 shares.
On August 7, 2013, the reporting person exercised a warrant to purchase 2,900 shares of Stereotaxis, Inc. common stock for $3.36 per share. The reporting person paid the exercise price on a cashless basis, resulting in Stereotaxis, Inc. withholding 962 shares to pay the exercise price and issuing to the reporting person the remaining 1,938 shares.