Filing Details
- Accession Number:
- 0000941138-13-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-09 11:18:35
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-08-09
- Accepted Time:
- 2013-08-09 11:18:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 941138 | Uns Energy Corp | UNS | Electric Services (4911) | 860786732 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231022 | J Michael Deconcini | 88 E. Broadway Hqe910 Tucson AZ 85701 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-07 | 5,043 | $37.88 | 39,883 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-07 | 5,043 | $50.65 | 34,840 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-07 | 9,757 | $26.18 | 44,597 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-07 | 9,757 | $50.65 | 34,840 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-07 | 5,043 | $0.00 | 5,043 | $37.88 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-07 | 9,757 | $0.00 | 9,757 | $26.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-20 | No | 4 | M | Direct | |
| 26,703 | 2018-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,765 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $50.60 to $50.83, inclusive. The reporting person undertakes to provide to UNS Energy Corporation ("UNS"), and any security holder of UNS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (1) to this Form 4.
- The options vested in 3 equal installments on March 20, 2008, 2009 and 2010.
- The options vested in 3 equal installments on February 27, 2009, 2010 and 2011.
Billionaire Hedge Funds
