Filing Details

Accession Number:
0000941138-13-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-09 11:18:35
Reporting Period:
2013-08-07
Filing Date:
2013-08-09
Accepted Time:
2013-08-09 11:18:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
941138 Uns Energy Corp UNS Electric Services (4911) 860786732
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231022 J Michael Deconcini 88 E. Broadway
Hqe910
Tucson AZ 85701
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-07 5,043 $37.88 39,883 No 4 M Direct
Common Stock Disposition 2013-08-07 5,043 $50.65 34,840 No 4 S Direct
Common Stock Acquisiton 2013-08-07 9,757 $26.18 44,597 No 4 M Direct
Common Stock Disposition 2013-08-07 9,757 $50.65 34,840 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-07 5,043 $0.00 5,043 $37.88
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-07 9,757 $0.00 9,757 $26.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-20 No 4 M Direct
26,703 2018-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,765 Indirect By 401(k) Plan
Footnotes
  1. The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $50.60 to $50.83, inclusive. The reporting person undertakes to provide to UNS Energy Corporation ("UNS"), and any security holder of UNS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (1) to this Form 4.
  2. The options vested in 3 equal installments on March 20, 2008, 2009 and 2010.
  3. The options vested in 3 equal installments on February 27, 2009, 2010 and 2011.