Filing Details

Accession Number:
0001140361-13-031240
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-08 19:00:43
Reporting Period:
2013-08-06
Filing Date:
2013-08-08
Accepted Time:
2013-08-08 19:00:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949373 Einstein Noah Restaurant Group Inc BAGL Retail-Eating Places (5812) 133690261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015370 P L Capital Greenlight 140 East 45Th Street
24Th Floor
New York NY 10017
No No No Yes
1040272 Greenlight Capital Llc 140 East 45Th Street
24Th Floor
New York NY 10017
No No Yes No
1052968 Greenlight Capital Qualified, L.p. 140 East 45Th Street
24Th Floor
New York NY 10017
No No Yes No
1079114 Greenlight Capital Inc 140 East 45Th Street
24Th Floor
New York NY 10017
No No Yes No
1240451 David Einhorn 140 East 45Th Street
Floor 24
New York NY 10017
No No Yes Yes
1300763 Dme Advisors, Lp 140 East 45Th Street
24Th Floor
New York NY 10017
No No No Yes
1358081 Dme Advisors Gp, L.l.c. 140 East 45Th Street
24Th Floor
New York NY 10017
No No Yes No
1489932 Dme Management Gp, Llc 140 East 45Th Street
24Th Floor
New York NY 10017
No No No Yes
1489933 Dme Capital Management, Lp 140 East 45Th Street
24Th Floor
New York NY 10017
No No No Yes
1491193 Partners Offshore Capital Greenlight 140 East 45Th Street
24Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 817,000 $15.52 2,513,730 No 4 S Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 577,300 $15.52 453,626 No 4 S Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 105,700 $15.52 4,409,255 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 750,000 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 794,376 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 312,482 Indirect See Footnote
Footnotes
  1. David Einhorn is the senior managing member of Greenlight Capital, L.L.C. ("Greenlight LLC"), DME Advisors GP, LLC ("DME GP") and DME Management GP, LLC ("DME Management GP"), and the president of Greenlight Capital, Inc. ("Greenlight Inc."). DME GP is the general partner of DME Advisors, LP ("DME") and DME Capital Management, LP ("DME CM").
  2. One or more of the foregoing entities control the disposition and voting of shares of common stock, par value $0.001 per share (the "Common Stock"), of Einstein Noah Restaurant Group, Inc. ("Einstein Noah"), owned by one or more of the following entities: Greenlight Capital, L.P. ("Greenlight Fund"), Greenlight Capital Qualified, L.P. ("Greenlight Qualified"), Greenlight Capital Offshore Partners ("Greenlight Offshore"), Greenlight Capital (Gold), LP ("Greenlight Gold"), Greenlight Capital Offshore Master (Gold), Ltd. ("Greenlight Gold Offshore") and an account managed by DME (the "Managed Account," and, together with Greenlight Fund, Greenlight Qualified, Greenlight Offshore, Greenlight Gold, Greenlight Gold Offshore, Greenlight LLC, Greenlight Inc., DME GP, DME, DME Management GP and DME CM, the "Greenlight Parties"), in the respective capacities and quantities further described in the footnotes below.
  3. Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), Mr. Einhorn and the Greenlight Parties disclaim beneficial ownership of the Common Stock except to the extent of their respective pecuniary interests therein. The filing of this Form 4 shall not be construed as an admission that David Einhorn or any of the Greenlight Parties is or was for the purposes of Section 16(a) of the Act, or otherwise, the beneficial owner of any of the shares of Common Stock owned by Greenlight Fund, Greenlight Qualified, Greenlight Offshore, Greenlight Gold, Greenlight Gold Offshore, or the Managed Account.
  4. Greenlight LLC controls the voting and disposition of 2,513,730 shares of Common Stock through the account of Greenlight Qualified, of which Greenlight LLC is the general partner. As the senior managing member of Greenlight LLC, Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Qualified.
  5. Greenlight LLC controls the voting and disposition of 453,626 shares of Common Stock through the account of Greenlight Fund, of which Greenlight LLC is the general partner. As the senior managing member of Greenlight LLC, Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Fund.
  6. Greenlight Inc. controls the voting and disposition of 4,409,255 shares of Common Stock held by Greenlight Offshore. Greenlight Inc. is the investment manager of Greenlight Offshore. As the president and director of Greenlight Inc., Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Offshore.
  7. DME controls the voting and disposition of 750,000 shares of Common Stock through the Managed Account, for which DME serves as the investment manager. As the senior managing member of DME GP, which is the general partner of DME, Mr. Einhorn may be deemed to beneficially own the shares held by the Managed Account.
  8. DME Management GP controls the voting and disposition of 794,376 shares of Common Stock through the account of Greenlight Gold, of which DME Management GP is the general partner. As the senior managing member of DME Management GP, Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Gold.
  9. DME CM controls the voting and disposition of 312,482 shares of Common Stock through the account of Greenlight Gold Offshore, of which DME CM is the investment manager. As the senior managing member of DME GP, which is the general partner of DME CM, Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Gold Offshore.