Filing Details
- Accession Number:
- 0001181431-13-043805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 19:51:19
- Reporting Period:
- 2013-08-06
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 18:51:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1310114 | Servicesource International Inc. | SREV | Services-Business Services, Nec (7389) | 810578975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516358 | A Natalie Mccullough | C/O Servicesource International, Inc. 634 Second Street San Francisco CA 94107 | Evp & Gm Of Professional Svcs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-06 | 50,000 | $4.60 | 209,846 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-06 | 50,000 | $4.65 | 259,846 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-06 | 100,000 | $12.22 | 159,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-06 | 50,000 | $0.00 | 50,000 | $4.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-06 | 50,000 | $0.00 | 50,000 | $4.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,333 | 2019-11-04 | No | 4 | M | Direct | |
| 10,000 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.71 to $12.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Twenty-five percent of the shares subject to the option vested on November 4, 2010 and one forty-eighth of the shares vest monthly thereafter.
- One-fourth of the shares subject to the option vested on January 27, 2011 and one forty-eighth of the shares vest monthly thereafter.
Billionaire Hedge Funds
